Air Handling & Movement

Aligned with FSSC 22000 Requirements

Requirement Overview

FSSC 22000 requires that facilities implement environmental controls to prevent airborne contamination in processing and storage areas. This includes air handling systems, filtration, and airflow direction designed according to a risk assessment to protect product integrity, especially in areas where products are exposed and vulnerable to contamination.

Proper air control minimizes microbial and particulate transfer, maintains hygienic conditions, and supports compliance with food safety management system requirements.

Aligned with BRCGS for Storage & Distribution Issue 4 – Clause 4.3.1 & 4.3.3

Requirement Overview

BRCGS for Storage & Distribution requires that products moved via cross-docking are traceable and controlled at all times, even when they are not held in storage for extended periods.

Clause 4.3.1: “The company shall ensure that traceability is maintained at all stages, including during cross-docking operations.”
Clause 4.3.3: “Procedures shall be in place to ensure that all products handled, including those not stored on-site, remain under control and are not subject to contamination or substitution.”

Cross-docking operations must not compromise product traceability, safety, or integrity. Even with minimal handling and temporary presence, each product must be accurately identified, documented, and protected.

Key Compliance Objectives

  • Prevent airborne cross-contamination between defined processing zones

    Maintain air quality through effective filtration and controlled airflow direction

    Monitor and verify air pressure differentials where required

    Ensure air handling measures are based on documented risk assessments

Step-by-Step Compliance Implementation

1. Define Processing Zones and Air Control Requirements

  • Processing Zone Types (Examples):

    • • High Risk – Chilled ready-to-eat products after cooking

      • High Care – Ready-to-eat products that bypass a kill step

      • Ambient High Care – Ambient-stored RTE products vulnerable to contamination

    Air Handling Must Include:

    • Positive air pressure where needed to protect high-risk areas

      HEPA or equivalent filtration for sensitive processing areas

      Independent air handling units (AHUs) to prevent cross-contamination from recirculated air

    Evidence to Maintain:

    • Facility zoning map with air pressure indications

      HVAC system specifications and maintenance records

      Zoning validation or documented risk assessment

2. Implement Airflow Controls

  • Required Controls:

    • Airflow direction from cleaner to less clean areas

      Pressure differential monitoring with set limits

      Alarms or automatic shut-off for airflow failures

    Evidence to Maintain:

    • Airflow validation and balancing reports

      Pressure differential monitoring logs

      Calibration records for monitoring equipment

3. Validate Effectiveness and Prevent Failures

  • Verification Activities:

    • Visual confirmation of airflow direction (e.g., smoke tests)

      Periodic microbiological air sampling in high-risk areas

      Review of trends and deviations related to air handling

    Evidence to Maintain:

    • Air sampling test reports

      Corrective and preventive action (CAPA) logs

      Validation protocols and documented results

Common Audit Findings & Recommended Fixes

Audit Finding Recommended Action
No airflow validation or direction testing Perform routine smoke tests or pressure differential checks
Filters not changed on schedule Establish and follow a documented filter replacement plan
Shared HVAC system across sensitive and non-sensitive areas Install separate air handling units or add appropriate filtration
Missing air pressure monitoring records Record pressure readings daily and include in internal checks

Auditor Verification Checklist

During an audit, be prepared to present:

  • HVAC design and airflow zoning diagrams

    Documented air pressure differentials for risk areas

    Filter change and maintenance logs

    Air sampling results or airflow validation records

    CAPA records for air handling deviations

Implementation Roadmap

Build Your Control System

  • Identify all risk zones and define air control measures

    Specify and install air handling units with required filtration

Operate and Maintain

  • Monitor airflow direction and pressure daily

    Replace filters and calibrate monitoring devices as scheduled

Validate and Audit

  • Conduct air sampling and airflow direction verification

    Review performance against risk assessments

Improve Continuously

  • Update SOPs for air handling and maintenance

    Record and act on deviations promptly

Why This Matters?

  • Prevents airborne contamination in sensitive food processing areas

    Ensures compliance with FSSC 22000 and regulatory expectations

    Protects ready-to-eat and vulnerable products from contamination

    Reduces the risk of costly recalls and protects brand reputation

Support Tools Available

Food Safety Systems provides:

  • Air handling SOPs and facility zoning maps

    Air sampling protocols and record templates

    HVAC maintenance schedules and checklists

    Risk-based zoning assessment tools